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Compliance

Before Execution. Always.

Every transfer is validated against eligibility rules, identity claims, and jurisdictional constraints before it executes on-chain. Non-compliant transfers don't create immutable evidence of violations. They simply don't execute.

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Why tokenization programs stall

Ex-Post compliance is a regulatory liability

When transfers execute first and get checked later, every non-compliant transaction creates permanent, auditable evidence of a policy violation on an immutable ledger. This is not a technical inconvenience. It is a regulatory and reputational liability.

Institutions operating across multiple jurisdictions face compounding complexity: different eligibility rules, different investor classifications, different holding restrictions. Without automated, pre-execution enforcement, compliance teams become the bottleneck — or worse, violations slip through.

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Transfers Execute Before Validation

Most platforms check compliance after the transfer. The result: immutable on-chain evidence of policy violations that oards and regulators will not tolerate.
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Jurisdictional Complexity

Operating across EU MiCA, Singapore MAS, UK FCA, Japan FSA, and US Reg D/S/CF means different rules per asset, per jurisdiction, per investor type. Manual mapping is error-prone.
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Manual Review Doesn't Scale

Compliance teams manually reviewing every transfer cannot scale beyond pilot volumes. At production scale, manual gates become bottlenecks that block legitimate investors.

how dalp solves it

Ex-ante enforcement. Validated before execution

Each module type is composable per asset and per jurisdiction. Rules enforce automatically — no manual review gates. Define once, apply across every transaction involving that asset and jurisdiction.

Transfer Validation

flexible setup

Configurable for any regulatory framework

Jurisdictional compliance templates encode the specific rules each regulatory framework requires. When an asset operates across jurisdictions, DALP composes the relevant module sets automatically. Add a new jurisdiction by configuring its template — not by rewriting compliance logic.

EU MiCA
MiCA aligned reporting and enforcement
Singapore MAS
MAS framework support and templates
UK FCA
FCA digital asset regime compliance
Japan FSA
Japan FSA framework requirements and templates
US Reg D/S/CF
SEC exemption framework modules
GCC Frameworks
Regional requirements

Identity layer: OnchainID & ERC-3643

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OnChainID

OnChainID

Provides verifiable, on-chain investor identities. The Identity Registry manages verified profiles with claim-based verification — KYC/KYB credentials, accreditation status, jurisdictional eligibility — reusable across all assets and transactions.
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Onboard Once

Onboard Once

Investor credentials apply across every asset on the platform. No re-verification per instrument. No duplicate identity management.
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ERC-3643

ERC-3643

The regulated token standard ensures every token carries compliance enforcement natively. This is not a proprietary standard; it is the open standard designed specifically for regulated securities.
01

OnChainID

OnChainID

Provides verifiable, on-chain investor identities. The Identity Registry manages verified profiles with claim-based verification — KYC/KYB credentials, accreditation status, jurisdictional eligibility — reusable across all assets and transactions.
02

Onboard Once

Onboard Once

Investor credentials apply across every asset on the platform. No re-verification per instrument. No duplicate identity management.
03

ERC-3643

ERC-3643

The regulated token standard ensures every token carries compliance enforcement natively. This is not a proprietary standard; it is the open standard designed specifically for regulated securities.

Everything you need to issue

KYC/AML Integration

DALP does not perform KYC checks itself. It enforces claims issued by external identity providers — integrating with your existing KYC/KYB providers and encoding their verification results as on-chain identity claims.

The compliance engine validates four key claims before every transfer. Exception handling follows a deterministic remediation loop: rejected transfers include explicit reject reasons, request-update actions, and fulfillment closure on reviewed resubmissions. 

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Identity Verified

Claims from trusted issuers confirm KYC/KYB status
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Accredited

Accreditation claims checked against asset requirements 
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Eligible Jurisdiction

Country claims validated against allow/block lists
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Holding Period Met

Time-based restrictions enforced automatically
Safari - Light Compliance

Compliance evidence & audit trail

Safari - Light Compliance

Every compliance decision — approval, rejection, exception — is recorded with immutable audit evidence. The platform provides:

  • Queryable action history for compliance decisions and identity events

  • Full evidence of checks and approvals embedded in the same system that executes transfers

  • SIEM-ready audit logging for enterprise security integration

  • Statistical reporting with aggregated compliance posture metrics

  • Regulators and auditors access a single source of truth — not four databases with no unified view.

Everything you need to issue

Key Capabilities

DALP does not perform KYC checks itself. It enforces claims issued by external identity providers — integrating with your existing KYC/KYB providers and encoding their verification results as on-chain identity claims.

The compliance engine validates four key claims before every transfer. Exception handling follows a deterministic remediation loop: rejected transfers include explicit reject reasons, request-update actions, and fulfillment closure on reviewed resubmissions. 

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Enforcement Model

Ex-ante. Validated before execution, not reviewed after
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Module Types

12 configurable compliance modules
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Jurisdictions

EU MiCA, US Reg D/S/CF, Singapore MAS, UK FCA, Japan FSA, GCC
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Identity Standard

OnchainID with claim-based verification
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Token Standard

ERC-3643 (T-REX) — open, regulated token standard
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KYC/AML

Claims from external providers enforced on every transfer
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Audit Trail

Immutable, queryable, SIEM-ready
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Exception Handling

Deterministic remediation with reject reasons and resubmission

Everything you need to issue

Key Capabilities

DALP does not perform KYC checks itself. It enforces claims issued by external identity providers — integrating with your existing KYC/KYB providers and encoding their verification results as on-chain identity claims.

The compliance engine validates four key claims before every transfer. Exception handling follows a deterministic remediation loop: rejected transfers include explicit reject reasons, request-update actions, and fulfillment closure on reviewed resubmissions. 

Arrow_up_icon_dark_blue
Enforcement Model

Ex-ante. Validated before execution, not reviewed after
Arrow_up_icon_dark_blue
Module Types

12 configurable compliance modules
Arrow_up_icon_dark_blue
Jurisdictions

EU MiCA, US Reg D/S/CF, Singapore MAS, UK FCA, Japan FSA, GCC
Arrow_up_icon_dark_blue
Identity Standard

OnchainID with claim-based verification
Arrow_up_icon_dark_blue
Token Standard

ERC-3643 (T-REX) — open, regulated token standard
Arrow_up_icon_dark_blue
KYC/AML

Claims from external providers enforced on every transfer
Arrow_up_icon_dark_blue
Audit Trail

Immutable, queryable, SIEM-ready
Arrow_up_icon_dark_blue
Exception Handling

Deterministic remediation with reject reasons and resubmission

See compliance-by-design in action

Walk through ex-ante enforcement, jurisdictional templates, and audit reporting with our team.