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DALP for MiFID II

Tokenized securities infrastructure for the EU DLT Pilot Regime.

MiFID II and the EU DLT Pilot Regime create the regulatory framework for tokenized securities trading and settlement. DALP delivers DLT Pilot Regime-compatible asset templates, ex-ante investor protection compliance enforcement, atomic settlement for DLT trading venues, and the operational resilience required under DORA for all MiFID II-regulated entities.

Regulatory Fit

What MiFID II-regulated institutions need and how DALP delivers

What MiFID II-regulated institutions need How DALP delivers it
DLT Pilot Regime participation for tokenized financial instruments Bond and equity asset templates with full lifecycle logic for MiFID II-regulated tokenized securities; configurable compliance controls for DLT MTF and DLT SS operators
Best execution and transaction reporting for digital securities Full event traceability and immutable audit trail for every transaction; structured logging for MiFID II transaction reporting obligations to NCAs
Investor protection and product governance requirements 12 on-chain compliance module types enforce target market restrictions, transfer eligibility, and investor suitability controls for MiFID II product governance compliance
Custody and safekeeping for client digital assets HSM-compatible key management with maker-checker approval workflows; Fireblocks and DFNS integration for client asset safekeeping under MiFID II custody obligations
Atomic settlement for DLT Pilot Regime trading venues DvP and XvP atomic settlement with HTLC hashlock; T+0 finality for tokenized securities traded on DLT-based multilateral trading facilities
DORA operational resilience for MiFID II-regulated platforms 21 Grafana dashboards, three-pillar observability, durable workflows for DORA compliance; all MiFID II-regulated entities face DORA operational resilience obligations
EU data residency and regulatory reporting On-prem and EU-cloud deployment via Kubernetes and Helm; all data stays within EU perimeters; structured audit logging for ESMA and NCA regulatory reporting requirements
Multi-instrument support for MiFID II-regulated asset classes 7 asset templates covering MiFID II-regulated instrument types: bonds, equity, funds, stablecoins, deposits, real estate, and structured products

Why Choose DALP

3 Reasons MiFID II-Regulated Institutions Choose DALP

From DLT Pilot Regime operators to EU investment firms tokenizing securities, DALP gives MiFID II-regulated institutions the infrastructure for compliant tokenized asset operations.

DLT Pilot Regime infrastructure for tokenized securities

The EU DLT Pilot Regime creates the regulatory framework for DLT-based MTFs and settlement systems. DALP's bond and equity templates with atomic settlement provide the technical infrastructure for DLT Pilot Regime-compliant tokenized securities trading and settlement.

MiFID II compliance controls at the transaction layer

12 on-chain compliance module types enforce MiFID II investor protection requirements: target market restrictions, transfer eligibility, and suitability controls are validated ex-ante on every transaction. Non-compliant transfers are blocked before execution.

Full audit trail for MiFID II transaction reporting

DALP maintains an immutable event trail across every transaction in the digital asset lifecycle. Structured logging and 21 Grafana dashboards provide the transaction data required for MiFID II reporting obligations to NCAs and ESMA.

Platform Capabilities

DALP capabilities for MiFID II-regulated institutions

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Bond and equity templates for DLT Pilot Regime-compliant tokenized securities on DLT MTFs and DLT SSs
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Ex-ante compliance enforcement: 12 module types for MiFID II investor protection, eligibility, and transfer controls
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Atomic DvP/XvP settlement with HTLC hashlock for DLT Pilot Regime T+0 settlement finality
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Immutable audit trail and structured transaction logging for MiFID II reporting obligations
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DORA-ready observability: 21 Grafana dashboards, VictoriaMetrics, Loki, Tempo for operational resilience
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EU-native deployment via Kubernetes and Helm with data residency for all MiFID II-regulated entities

Frequently Asked Questions

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Build tokenized securities operations that meet MiFID II requirements.

DALP provides DLT Pilot Regime-compatible infrastructure with MiFID II compliance controls and DORA resilience. Talk to a product specialist about your EU tokenized securities use case.